9.10 Stakeholder Consultation and Participation
- 5.1 Policy Context
- 5.2 Sector Legislation: Design
- 5.3 Sector Legislation: Content
- 5.4 Contracts and Licenses
- 5.5 Local Content
- 5.6 The Award of Contracts and Licenses
- 5.7 Regulations
- 5.8 Contract Negotiations and Dispute Settlement
- 6.1 Institutional Structures
- 6.2 An Overview of the Key Governmental Bodies and Agencies
- 6.3 Focus on a Key Player: National Resource Companies
- 6.4 Key Institutional Issues
- 6.5 Efforts at Institutional Reform
- 7.1 Fiscal Objectives
- 7.2 Fiscal Instruments
- 7.3 Special Fiscal Topics and Provisions
- 7.4 Fiscal Packages
- 7.5 Fiscal Administration
- 8.1 Consumption
- 8.2 Investment
- 8.3 Spending Channels
- 8.4 Volatility Concerns
- 8.5 Absorptive Capacity
- 8.6 Debt Reduction
- 8.7 Resource Funds
- 8.8 Fiscal Discipline and Sustainability
- 8.9 Revenue Allocation
- 9.1 The Approach in the Source Book
- 9.2 What are the Challenges?
- 9.3 Investment
- 9.4 Expenditure Quality Control and Oversight
- 9.5 Objectives
- 9.6 Challenges and Special Issues
- 9.7 General Principles for Response
- 9.8 Policy Instruments
- 9.9 Management and Oversight
- 9.10 Stakeholder Consultation and Participation
- 9.11 Conclusions
Fully successful and sustainable EI sector management depends upon the participation of all key stakeholders – parliament, government, industry, civil society, and IFIs. While objectives and focus may differ among stakeholder groups, constructive and successful models of collaboration are emerging.
Identification of stakeholders, their consultation, and participation in reform or good governance agendas across all links of the EI value chain has proven critical to the successful management of the EI sectors and their impacts. In conflict areas this has proven a particular challenge (see Chapter 2, Box 2.1: Conflict).
9.10.1 Who are the Stakeholders?
The principal stakeholders in the EI value chain have been suggested or described in the preceding chapters of the Source Book. Each deserves to be consulted in any matter with an important bearing on EI management, and each, at the same time, should be expected to contribute to the process, playing different but complementary roles:
Parliament. Ideally responsive to, and representative of the differing strands of public opinion, parliaments can play a unique role in identifying consensus policies and legislation. They should be consulted on all key issues, but at the same time expected to participate through the legislative and parliamentary oversight processes.
Government. The resource-rich government’s role is central – preparing policies, drafting legislation, enforcing and managing. Consultation with each group affected by its actions will increase the likelihood of their acceptance and sustainability. Investor home country governments can also play an important role in promoting or enforcing good governance practice on the part of its companies.
Industry. Beyond its investment and commercial operations roles industry should be reaching out to the societal groups its operations most affect with consultations on its plans and performance, and informational programs, and strictly observing good practice codes on its social and environmental impacts. Industry has specific.
Employees. These are the people who do the work on the ground, and it is through their efforts that successes are achieved. Feedback from employee experience straight from the 'coalface' can be invaluable. Employees may also be represented via trade unions for the purposes of collective bargaining and protection.
Civil Society. Informed civil society can play a central role in educating and building local capacity to assess government sector policies and practice as well as industry performance and impacts, holding government’s and industry’s 'feet to the fire' where inappropriate behavior or abuse is detected.
IFIs. IFI’s can use both technical assistance and the leverage of their lending to encourage good practice.
CommDev Resources: Partnerships and Stakeholder Engagement
Featured resource (download): Do it the Hard Way, Summer 2011 Brunswick Review; synopsis: "It takes time to build trusting relationships with stakeholders when moving into new markets. It may not be the quick and easy route, but time and effort invested in real engagement can pay off."
9.10.2 Alliances
A relatively recent but very promising development is the growing number of multi-stakeholder groups, formed to address sector issues jointly, thereby considerably increasing the likelihood of consensus and sustainable policies and actions.
9.10.3 Especially Vulnerable Groups
Separate consultations should be held by companies and NGOs with the poorest and most vulnerable groups in the community, including women’s groups and youth groups, to find out directly from them how the operation is impacting their lives and their concerns and needs. This is a key prerequisite to enabling them to have a strong voice in the company/community dialogue and in decisions affecting their lives. While comprehensive poverty studies can take one to two years to complete, such consultations can provide an immediate and practical indicator of impacts for the poorest and most vulnerable is to consult by consulting with the groups that represent poorer women (not elite women) in a mining, oil, and gas communities to see if their lives are improved, rather than harmed by mining. To get maximum benefit and results, the consultation should be undertaken at a time and place selected to be very convenient to the local women – otherwise they may not be able to attend because of their child care and other household tasks. Rather than a government or company official leading the event, consideration should be given to arranging for the consultation to be undertaken by a local woman who is well known and respected in the community to avoid the risk that poor women will not be forthright with a foreign outsider or government official.
Additional Reading:
- Extractive Industries Review Reports of the World Bank, six volumes, three of which constitute the report Striking a Better Balance: the Extractive Industries Review (link to executive summary), the third of which mostly consists of stakeholder responses (stakeholder categories: internal, industry, civil society, government, academia and and international organizations); and
- 9.1 The Approach in the Source Book
- 9.2 What are the Challenges?
- 9.3 Investment
- 9.4 Expenditure Quality Control and Oversight
- 9.5 Objectives
- 9.6 Challenges and Special Issues
- 9.7 General Principles for Response
- 9.8 Policy Instruments
- 9.9 Management and Oversight
- 9.10 Stakeholder Consultation and Participati...
- 9.11 Conclusions
Analysis and Strategies (9)
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Minerals and Africa's Development -
Resource Corridors and Diversification -
Presentation, Economic Diversification in ... -
Paper, Economic Diversification in Resourc... -
Guinea Resource Corridors Snapshot -
Emerging Resource Growth Corridor Afghanis... -
East Kalimantan, Indonesia, Resource Corri... -
Trinidad and Tobago Natural Gas Value Chai... -
Transforming Mineral Resources Wealth into...
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Guides/ Handbooks (31)
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Guide to Getting Started in Local Procurem... -
Planning for Integrated Mine Closure: Tool... -
Human Rights in the Mining & Metals Se... -
10 Principles of sustainable development p... -
Human Rights in the Mining and Metals Indu... -
Good Practice Guidance for Mining and Biod... -
Leadership matters: Managing fatal risk gu... -
Good Practice Guidance on Occupational Hea... -
Minerals and Metals Management 2020 -
Good Practice Guidance on HIV/AIDS, TB and... -
Materials Stewardship: Eco-efficiency and ... -
The Challenge of Mineral Wealth Using Reso... -
Community Development Toolkit -
ICMM Mining, Partnerships for Development ... -
Good Practice Guide: Indigenous Peoples an... -
ICMM Position Statement on Mining and Prot... -
ICMM Position Statement on Mining and Indi... -
Good Practice Handbook-Engaging with Emerg... -
Community Development Agreement Model -
Women in Mining a Guide -
Sharing Mining Benefits in Developing Coun... -
Gender Dimensions of the Extractive Indust... -
Handbook for Addressing Project induced in... -
Mainstreaming Gender into Extractive Indus... -
Addressing Grievances from Project Affecte... -
Environmental Governance in Oil-Producing ... -
MERAG: Metals Environmental Risk Assessmen... -
ICMM Position Statement on Mercury Risk Ma... -
Mining Partnerships for Development: Posit... -
Policy on Climate Change -
World Bank and Decommissioning
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